| | | | BY ORDER OF THE BOARD OF DIRECTORS | |
| |||||
| Carmiel, Israel | | | Senior Vice President and Chief Financial Officer and Corporate Secretary | |
Name and Address of Beneficial Owner | | | Amount and Nature of Beneficial Ownership | | | Percentage of Class (%) | | ||||||
Board of Directors and Executive Officers | | | | ||||||||||
Shlomo Yanai(1) | | | | | 150,000 | | | | | | * | | |
Moshe Manor(2) | | | | | 1,112,500 | | | | | | * | | |
Amos Bar Shalev | | | | | 1,680 | | | | | | * | | |
Zeev Bronfeld(3) | | | | | 2,162,481 | | | | | | 1.5 | | |
David Granot | | | | | — | | | | | | — | | |
Aharon Schwartz, Ph.D. | | | | | — | | | | | | — | | |
Einat Brill Almon, Ph.D.(4) | | | | | 652,500 | | | | | | * | | |
Yossi Maimon(5) | | | | | 662,500 | | | | | | * | | |
Yaron Naos(6) | | | | | 439,563 | | | | | | * | | |
Yoseph Shaaltiel, Ph.D.(7) | | | | | 1,303,416 | | | | | | * | | |
All executive officers and directors as a group (10 persons)(8) | | | | | 6,484,640 | | | | | | 4.3 | | |
5% Holders | | | | ||||||||||
Highbridge Capital Management LLC(9) | | | | | 16,468,605 | | | | | | 9.99 | | |
UBS O’Connor LLC(10) | | | | | 9,411,764 | | | | | | 6.0 | | |
Citigroup Global Markets Inc.(11) | | | | | 9,214,117 | | | | | | 5.8 | | |
Name and Address of Beneficial Owner | | | Amount and Nature of Beneficial Ownership | | | Percentage of Class (%) | | ||||||
Board of Directors and Executive Officers | | | | | | | | | | | | | |
Zeev Bronfeld(1) | | | | | 2,162,481 | | | | | | 1.5 | | |
Dror Bashan(2) | | | | | 100,000 | | | | | | * | | |
Amos Bar Shalev | | | | | 1,680 | | | | | | * | | |
David Granot | | | | | — | | | | | | — | | |
Aharon Schwartz, Ph.D. | | | | | — | | | | | | — | | |
Einat Brill Almon, Ph.D.(3) | | | | | 740,000 | | | | | | * | | |
Yaron Naos(4) | | | | | 514,563 | | | | | | * | | |
Eyal Rubin(5) | | | | | — | | | | | | * | | |
Yoseph Shaaltiel, Ph.D.(6) | | | | | 1,390,916 | | | | | | * | | |
All executive officers and directors as a group (9 persons)(7) | | | | | 4,909,640 | | | | | | 3.3 | | |
5% Holders | | | | | | | | | | | | | |
Citigroup Global Markets Inc.(8) | | | | | 9,214,117 | | | | | | 5.8 | | |
Highbridge Capital Management LLC(9) | | | | | 16,468,605 | | | | | | 9.99 | | |
UBS O’Connor LLC(10) | | | | | 9,411,764 | | | | | | 6.0 | | |
Name | | | Fees Earned or Paid in Cash ($) | | | Option Award(s) ($) | | | Total ($) | | |||||||||
Shlomo Yanai | | | | | 200,000 | | | | | | — | | | | | | 200,000 | | |
Zeev Bronfeld | | | | | 80,000 | | | | | | | | | | | | 80,000 | | |
Amos Bar Shalev | | | | | 80,000 | | | | | | | | | | | | 80,000 | | |
Aharon Schwartz, Ph.D. | | | | | 65,556 | | | | | | | | | | | | 65,556 | | |
David Granot(1) | | | | | 19,758 | | | | | | | | | | | | 19,758 | | |
Yodfat Harel Buchris(2) | | | | | 20,000 | | | | | | | | | | | | 20,000 | | |
Name and Principal Position | | | Year | | | Salary ($) | | | Bonus ($) | | | Stock Award(s) ($) | | | Option Award(s) ($) | | | All Other Compensation ($)(1) | | | Total ($) | | |||||||||||||||||||||
Moshe Manor President and Chief Executive Officer | | | | | 2018 | | | | | | 356,551 | | | | | | 150,000 | | | | | | | | | | | | 106,820 | | | | | | 104,283 | | | | | | 717,654 | | |
| | | 2017 | | | | | | 355,290 | | | | | | 374,000 | | | | | | — | | | | | | 103,354 | | | | | | 105,056 | | | | | | 937,700 | | | ||
| | | 2016 | | | | | | 333,058 | | | | | | — | | | | | | — | | | | | | 250,299 | | | | | | 98,925 | | | | | | 682,282 | | | ||
Yoseph Shaaltiel, Ph.D. Executive Vice President, Research and Development | | | | | 2018 | | | | | | 288,719 | | | | | | | | | | | | | | | | | | 60,575 | | | | | | 84,148 | | | | | | 433,442 | | |
| | | 2017 | | | | | | 288,326 | | | | | | 62,176 | | | | | | | | | | | | 41,454 | | | | | | 80,786 | | | | | | 472,742 | | | ||
| | | 2016 | | | | | | 270,248 | | | | | | — | | | | | | 18,211 | | | | | | 103,279 | | | | | | 73,325 | | | | | | 465,063 | | | ||
Einat Brill Almon, Ph.D. Senior Vice President, Product Development | | | | | 2018 | | | | | | 249,583 | | | | | | 120,000 | | | | | | | | | | | | 59,089 | | | | | | 75,369 | | | | | | 504,041 | | |
| | | 2017 | | | | | | 249,243 | | | | | | 157,508 | | | | | | | | | | | | 37,686 | | | | | | 74,798 | | | | | | 519,235 | | | ||
| | | 2016 | | | | | | 233,486 | | | | | | — | | | | | | 16,043 | | | | | | 93,890 | | | | | | 66,822 | | | | | | 410,241 | | | ||
Yossi Maimon, CPA Vice President, Chief Financial Officer | | | | | 2018 | | | | | | 282,649 | | | | | | 140,000 | | | | | | | | | | | | 59,089 | | | | | | 75,813 | | | | | | 557,551 | | |
| | | 2017 | | | | | | 282,197 | | | | | | 363,647 | | | | | | | | | | | | 37,686 | | | | | | 75,448 | | | | | | 758,978 | | | ||
| | | 2016 | | | | | | 264,696 | | | | | | — | | | | | | 16,043 | | | | | | 93,890 | | | | | | 70,153 | | | | | | 444,782 | | | ||
Yaron Naos(2) Senior Vice President, Operations | | | | | 2018 | | | | | | 218,058 | | | | | | | | | | | | | | | | | | 40,878 | | | | | | 80,338 | | | | | | 339,274 | | |
Name | | | Grant date | | | All other option awards: Number of securities underlying options (#) | | | Exercise or base price of option awards ($/Sh) | | | Grant date fair value of stock and option awards ($) | | |||||||||
(a) | | | (b) | | | (j) | | | (k) | | | (l) | | |||||||||
Moshe Manor | | | August 13, 2018 | | | | | 1,300,000 | | | | | | 0.56 | | | | | | 388,688 | | |
Yoseph Shaaltiel | | | August 13, 2018 | | | | | 700,000 | | | | | | 0.56 | | | | | | 209,294 | | |
Einat Brill Almon | | | August 13, 2018 | | | | | 700,000 | | | | | | 0.56 | | | | | | 209,294 | | |
Yossi Maimon | | | August 13, 2018 | | | | | 700,000 | | | | | | 0.56 | | | | | | 209,294 | | |
Yaron Naos | | | August 13, 2018 | | | | | 600,000 | | | | | | 0.56 | | | | | | 179,395 | | |
| | | Option Awards | | |||||||||||||||||||||
Name | | | Number of Securities Underlying Unexercised Options Exercisable (#) | | | Number of Securities Underlying Unexercised Options Unexercisable (#) | | | Option Exercise Price ($) | | | Option Expiration Date | | ||||||||||||
Moshe Manor | | | | | 900,000 | | | | | | — | | | | | | 2.37 | | | | | | 9/29/2024 | | |
| | | 81,250 | | | | | | 1,218,750 | | | | | | 0.56 | | | | | | 9/13/2028 | | | ||
Yoseph Shaaltiel | | | | | 50,000 | | | | | | | | | | | | 2.65 | | | | | | 2/25/2019 | | |
| | | 145,000 | | | | | | — | | | | | | 6.90 | | | | | | 2/25/2020 | | | ||
| | | 257,812 | | | | | | 17,188 | | | | | | 1.72 | | | | | | 3/23/2025 | | | ||
| | | 43,750 | | | | | | 656,250 | | | | | | 0.56 | | | | | | 9/13/2028 | | | ||
Einat Brill Almon | | | | | 130,000 | | | | | | — | | | | | | 6.90 | | | | | | 2/25/2020 | | |
| | | 234,375 | | | | | | 15,625 | | | | | | 1.72 | | | | | | 3/23/2025 | | | ||
| | | 43,750 | | | | | | 656,250 | | | | | | 0.56 | | | | | | 9/13/2028 | | | ||
Yossi Maimon | | | | | 130,000 | | | | | | | | | | | | 6.90 | | | | | | 2/25/2020 | | |
| | | 234,375 | | | | | | 15,625 | | | | | | 1.72 | | | | | | 3/23/2025 | | | ||
| | | 43,750 | | | | | | 656,250 | | | | | | 0.56 | | | | | | 9/13/2028 | | | ||
Yaron Naos | | | | | 50,000 | | | | | | | | | | | | 2.65 | | | | | | 2/25/2019 | | |
| | | 115,000 | | | | | | | | | | | | 6.90 | | | | | | 2/25/2020 | | | ||
| | | 46,875 | | | | | | 3,125 | | | | | | 1.72 | | | | | | 3/23/2025 | | | ||
| | | 37,500 | | | | | | 562,500 | | | | | | 0.56 | | | | | | 9/13/2028 | | |
| Median Employee total annual compensation | | | | $ | 47,782 | | |
| PEO total annual compensation | | | | $ | 717,654 | | |
| Ratio of PEO to Median Employee Compensation | | | | | 15.02 | | |
| | | Year Ended December 31, | | |||||||||
| | | 2018 | | | 2017 | | ||||||
Audit Fees | | | | $ | 207,343 | | | | | $ | 231,000 | | |
Audit Related Fees | | | | $ | — | | | | | $ | 25,300 | | |
Tax Fees | | | | $ | 37,463 | | | | | $ | 33,179 | | |
All Other Fees | | | | | — | | | | | | — | | |